Robinhood Agrees to $45 Million SEC Settlement Over Past Violations
Robinhood Markets, Inc. (NASDAQ:HOOD) shares are trading slightly higher in the premarket session on Tuesday. The U.S. Securities and Exchange Commission (SEC) announced that Robinhood Securities LLC and Robinhood Financial LLC will pay a combined $45 million in civil penalties to settle a series of regulatory violations.
Robinhood to Pay $45 Million SEC Settlement Over Data Breach, Other Violations
Two brokerage units of Robinhood Markets agreed to pay $45 million to settle an investigation by the Securities and Exchange Commission into a range of alleged violations, including one stemming from a 2021 data breach that exposed millions of customer names and emails.
Robinhood to pay $45 mln to settle SEC charges over recordkeeping, other violations
Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other rule violations, the regulator said on Monday.
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.
Robinhood agrees to pay $45M in SEC settlement
Robinhood has agreed to fork out $45 million to settle an investigation by the Securities and Exchange Commission over several alleged violations,
Robinhood to pay biggest fine among more than $100mn imposed by SEC
Broker agrees $45mn settlement as part of data breach while Blackstone and KKR among those penalised by US regulator
Robinhood to Pay $45 Million to Settle SEC Claims
Two units of Robinhood Markets Inc. agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the regulator said Monday. Most Read from BloombergThese Homes Withstood the LA Fires.
Robinhood Is Fined $45 Million Over a New Set of Securities Violations
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions.
NewsBriefs - SEC imposes $45M penalty on Robinhood for multiple securities law violations
The SEC has fined two Robinhood broker-dealers a total of $45 million for violating over 10 different securities laws. These violations,
Robinhood to pay $45M to resolve range of SEC claims
The Securities and Exchange Commission announced that broker-dealers Robinhood (HOOD) Securities LLC and Robinhood Financial LLC have agreed to
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SEC Lobs Fines at Robinhood, Schwab, Others
In addition, the SEC alleges that Robinhood Securities also failed to provide accurate blue sheet data for more than five ...
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Robinhood fined $45M for multiple violations of securities law
Robinhood has agreed to pay $45 million after the SEC found 10 separate securities law violations by two of its ...