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Robinhood Markets, SEC
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.
Robinhood to Pay $45 Million SEC Settlement Over Data Breach, Other Violations
Two brokerage units of Robinhood Markets agreed to pay $45 million to settle an investigation by the Securities and Exchange Commission into a range of alleged violations, including one stemming from a 2021 data breach that exposed millions of customer names and emails.
SEC Fines Robinhood $45 Million in Settlement of Securities Law Infractions
Robinhood has agreed to a $45 million settlement with the U.S. Securities and Exchange Commission (SEC) following allegations of violating multiple securities laws.
11h
Robinhood Agrees to $45 Million SEC Settlement Over Past Violations
Robinhood Markets, Inc. (NASDAQ:HOOD) shares are trading slightly higher in the premarket session on Tuesday. The U.S.
1d
Robinhood to pay biggest fine among more than $100mn imposed by SEC
Broker agrees $45mn settlement as part of data breach while Blackstone and KKR among those penalised by US regulator ...
3h
Why Robinhood Stock Was Moving Higher Today
Shares of Robinhood Markets ( HOOD 5.80%) were gaining today after the company agreed to pay $45 million to settle claims ...
Financial Advisor IQ
11h
SEC Lobs Fines at Robinhood, Schwab, Others
In addition, the SEC alleges that Robinhood Securities also failed to provide accurate blue sheet data for more than five ...
Investment Executive
6h
SEC sanctions Robinhood violations
A pair of broker-dealers that operate under the Robinhood name are being sanctioned by the U.S. Securities and Exchange Commission (SEC) for a series of regulatory violations, including alleged ...
3h
SEC’s Gensler not backing down from crypto crackdown as he exits: 'I feel very good about what we’ve done'
Securities and Exchange Commission chair Gary Gensler is not backing down from his views about the cryptocurrency industry as ...
Benzinga on MSN
3h
SEC Charges Robinhood Over 10 Violations, Including Identity Theft And Trading Data Failures
Robinhood Securities LLC and Robinhood Financial LLC agreed to pay $45 million in penalties to settle SEC charges of ...
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