Sebi has simplified the NISM certification process for sales and non-core staff in investment advisory roles, allowing them ...

By aligning certification requirements with the actual responsibilities of employees, SEBI aims to reduce the compliance burden on investment advisory firms without diluting standards for individuals ...

Practical knowledge is important. However, it’s not enough to get you an investment advisor (IA), research analyst (RA) or portfolio management service (PMS) licence. India's market regulator, the ...

Fund managers of alternative investment funds (AIFs) will now have to clear a certificate examination from the National Institute of Securities Market (NISM) to be eligible to run such funds. At least ...

Sebi has eased certification norms by introducing a lighter NISM module for sales and non-core staff in investment advisory ...

India’s mutual fund industry is growing rapidly, and distributors are important to assist individuals in making informed investment decisions. Responsible agents must be very knowledgeable about ...

Mutual fund advisory is exciting for those with a financial and investment interest. These professionals help guide clients through the complexities of mutual funds to achieve the same financial goals ...

Paisabazaar Marketing and Consulting has been fined Rs 1 lakh for employing a principal officer who had not cleared the requisite examination. The order issued by the Securities and Exchange Board of ...