Faculty and staff are reminded to disclose their Reportable Outside Activities for the current fiscal year, which began July 1 and ends June 30, 2024, through the online reporting system. The online ...

Prior to the beginning of each fiscal year, the VPEC will remind all Exempt Employees of their obligation to submit a Reportable Outside Activity pre-approval request in the PERA Conflict of ...

State regulators warn FINRA’s proposed Rule 3290 could leave gaps in oversight of brokers’ side businesses and private deals.

The Financial Industry Regulatory Authority (FINRA) has proposed a sweeping update to how broker‑dealers handle outside business activities and private securities transactions. FINRA seeks to ...

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change with the U.S. Securities and Exchange Commission (SEC) to adopt FINRA Rule 3290 (Outside Activities Requirements).

Note: The Approval Authority for HOP policy 10.04, Conflict of Interest in Research and Intellectual Property, is the Vice President for Research, Economic Development, and Knowledge Enterprise or his ...

The University of North Georgia expects that all of its employees are committed to the highest ethical and professional standards of conduct. Part of maintaining an ethical culture is properly ...