Nov 1 (Reuters) - The U.S. Securities and Exchange Commission is facing yet another headache from the U.S. Supreme Court’s major questions doctrine. On Tuesday, U.S. District Judge William Orrick of ...

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Wall Street is often viewed as a prototypical film about the excesses of the 1980s. Released in 1987, it stars Charlie Sheen as Bud Fox, a young stockbroker hoping to work with his idol, Gordon Gekko, ...

The U.S. Securities and Exchange Commission (SEC) is now at trial in an enforcement action against former biopharmaceutical executive Matthew Panuwat, related to so-called "shadow trading" activities.

The SEC's long, successful campaign against insider trading has been legally predicated on two words—"deceptive device"—in Section 10(b) in the Securities Exchange Act. In terms of its legal authority ...

Insider traders have cooked up a new way to invest in stocks, according to researchers. They've poured nearly $3 billion into exchange-traded funds to avoid scrutiny from regulators. Their strategy ...