Top mutual fund firm Vanguard has resumed stewardship meetings with portfolio companies after reviewing new guidance from ...

The Securities and Exchange Commission’s new guidance earlier this month on investor activism and engagement with portfolio companies has thrown asset managers into confusion, with some of the ...

The Securities and Exchange Commission has placed more restrictive regulations on asset managers that may attempt to influence shareholders with a large equity stake in a company on ESG topics.

The Managed Funds Association, a private fund industry group, has urged the U.S. Securities Exchange Commission (SEC) to ...

Private Advisor Group LLC lessened its stake in Vanguard FTSE All-World ex-US Small-Cap ETF (NYSEARCA:VSS – Free Report) by ...

The U.S. Securities and Exchange Commission is offering some employees $50,000 if they choose to resign or to retire under an early retirement program, according to an agency memo seen by Reuters.

SBI Securities Co. Ltd. acquired a new stake in shares of Vanguard Industrials ETF (NYSEARCA:VIS – Free Report) in the fourth quarter, according to the company in its most recent 13F filing with the ...

Within 45 days of the end of each quarter, fund managers with over $100 million in assets under management must file a 13F with the Securities and Exchange Commission (SEC) disclosing what stocks ...