The TRADE

StoneX to acquire fixed income broker Octo Finances

StoneX has moved to increase its remit and geographical reach through the acquisition of fixed income broker Octo Finances SA. The completion of the transaction is subject to regulatory approval and ...
JD Supra

SEC Grants Broker-Dealers Permanent Exemptive Relief From Rule 15c2-11 for Fixed-Income Securities Sold Under Rule 144A Safe Harbor

On October 30, 2023, the Securities and Exchange Commission (SEC) issued an order granting broker-dealers exemptive relief from Rule 15c2-11 of the Securities Exchange Act of 1934 for fixed-income ...
WatersTechnology

TradingScreen Adds Quantitative Brokers Algos for Fixed Income, Futures

QB's Bolt and Strobe algorithms, which are for outright and listed spread execution, and its Legger algo, which is for customizable intra/inter-exchange, multi-leg order type execution, will be made ...
JD Supra

SEC Exempts Brokers and Dealers from Rule 15c2-11 Review and Recordkeeping Requirements for Quotations on 144A Fixed Income Securities

On October 30, 2023, the Securities and Exchange Commission issued an order (the “Order”) that grants exemptive relief under Rule 15c2-11 under the Securities Exchange Act of 1934 to brokers and ...
The Bond Buyer

SEC issues fixed income relief for Rule 15c2-11

The Securities and Exchange Commission has issued exemptive relief for 144A eligible fixed income participants under its Rule 15c2-11, which may impact the edges of the municipal market. Municipal ...
Bloomberg L.P.

Fixed income quotation: SEC extends 15c2-11 relief, again

For broker dealers who were dreading the full implementation of the Fixed Income Quotation rule, SEC rule 15c2-11, staff once again granted relief. On November 22, 2024, fixed income broker-dealers ...

Scanning For Well-Priced Yield In Fixed Income - FGSN

F&G Annuities & Life offers the FGSN junior subordinated note, yielding 7.8% and maturing in 2065, currently rated below ...
Livewire Markets

MA Financial is bringing a new fixed income alternative to the ASX

MA Financial's Frank Danieli says its new Credit Portfolio Notes will give investors even more options in building a ...
Benzinga.com

Best Fixed-Income Funds

Invest in the best fixed income funds today with Interactive Brokers or Webull. The stock and bond market has something for investors of all kinds. You might associate the marketplace with high-risk ...
The TRADE

Fixed Income

Tullett Prebon Information (TPI), the market data division of inter-dealer broker Tullett Prebon, has made its historical tick-based price data available through information services provider Thomson ...
The National Law Review

SEC Exempts Brokers and Dealers from Rule 15c2-11 Review and Recordkeeping Requirements for Quotations on 144A Fixed Income Securities

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...