Beta received FAA approval for its certification basis last year, opting to wait for the July release of an advisory circular ...

The Transport Department, on Friday, announced that the permanent vehicle registration process can be initiated at the vehicle dealership from January 24. Now, people will not have to visit Road ...

A sign outside the Financial Industry Regulatory Authority office. Customer order handling and fair pricing of fixed income securities – including findings and effective practices observed in those ...

WASHINGTON--(BUSINESS WIRE)--FINRA published today the 2026 FINRA Regulatory Oversight Report, a vital resource that draws insights from FINRA’s regulatory operations programs that member firms can ...

Brokerage regulators are urging firms to be vigilant for the risk of hallucinations when using generative artificial intelligence tools in their operations. The Financial Industry Regulatory Authority ...

FINRA rules for greater scrutiny of brokers with misconduct records may have simply nudged those individuals into insurance registrations with more lax supervision, a new study found. Processing ...

Ironlight Markets, a FINRA-registered broker-dealer and subsidiary of Ironlight Group Inc., said it received regulatory approval to operate an alternative trading system (ATS) for both traditional and ...

Regulators have fined a California brokerage firm for allegedly omitting important information on Form CRS, a required customer relationship summary that includes information about a firm’s business ...

The Financial Industry Regulatory Authority (FINRA)’s Board of Governors has approved a major overhaul of its pattern day trading (PDT) rules, marking a critical shift in how active retail trading ...

FINRA President and CEO Robert Cook, pictured here at a House Financial Services hearing, said at FINRA's May conference that the organization has brought in outside consultants "to figure out how we ...

The impact of years-long consolidation in the broker-dealer industry is showing loud and clear in FINRA's latest industry snapshot, which showed large firms accounting for the large majority of ...

WASHINGTON--(BUSINESS WIRE)--FINRA published today the 2025 FINRA Industry Snapshot, the annual statistical report on registered representatives, brokerage firms and market activity that FINRA ...